ខ្មែរ
Regulatory Compliance Supervisor
Full Time Phnom Penh Posted 4 months ago
Compliance
MAIN RESPONSIBILITIES
- Regulation update and gap analysis for the bank’s implementation and follow up the compliance status.
- Perform regular monitoring and assessment on Compliance Checklist to ensure bank compliance to related law and regulation.
- Draft/Review document to be submitted to regulator or other authorities for any approval request or notifications.
- Coaching the bank staff on New Employee Orientation and refresher training on Compliance Mandatory Learning.
- Ensure timely/accuracy regulatory reports to NBC, SERC or other related authorities, and Internal reports (monthly compliance, whistleblowing and FATCA)
- Conduct compliance testing on risk based to departments and recommend corrective actions, and assist for on-site inspection from regulators or other independent review.
- Maintained the effective measurement, control system governing banking product and service.
- Corporate with Department in Charge to advise on implementation of applicable regulatory guidelines and risk discipline.
- Lead regulatory compliance team.
- Other ad-hoc tasks assigned by Line Manager/Compliance Director.
JOB REQUIREMENTS
- University degree in Law or Banking and Finance, and Certifications in Compliance.
- At least 3-5 years of experience on compliance/legal or related field in Banking and Finance industry.
- Knowledge of NBC/Other Financial Authorities laws and regulations, local regulations, and related best practices.
- Good at analytical skill, logical thinking and investigation.
- Good computer literacy MS office, and initiative.
- Good communication skills and time management skill.
- Having high level of confidentiality, integrity, and ethic.
- Ability to work under pressure and tight deadlines